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Individual/Employee

Employment matters

Employment agreements and contracts

Whistleblower protection and retaliation

Discrimination

Sexual Harassment

Criminal defense law

Criminal defense matters

Broker-deal matters

Defense against misconduct accusations

U-5 issues

Corporate finance, securities & transactions

Business transactions

Corporate governance/regulatory compliance

Depositary Receipts (ADRs / GDRs / HKDRs)

Equity and debt financing and offerings

Mergers & acquisitions / stock & asset purchases

Corporation/Business/Employer

Employment matters

Employment agreements and contracts

Securities & commercial Litigation

Broker-dealer representation

Business dispute resolution

Corporate finance, securities & transactions

Business transactions

Corporate governance/regulatory compliance

Depositary Receipts (ADRs / GDRs / HKDRs)

Equity and debt financing and offerings

Mergers & acquisitions / stock & asset purchases

Broker-deal matters

Defense against misconduct accusations

U-5 issues

SAMPLE CASES

February 2010 - Ziegler, Ziegler & Associates LLP files suit against Bank of America and affiliates on behalf of an African-American former employee, charging the bank with maintaining an internal apartheid system that discriminates against its African-American employees.

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Banking & Finance Newsletter

Commercial banks are depository institutions chartered by either the federal government or a state. They constitute a primary source of lending for businesses in need of working capital.

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