Ziegler, Ziegler & Associates LLP acts as corporate counsel to many of the largest international banking institutions extant and to foreign companies and investors from:
The United Kingdom / Germany / France / Italy / the Netherlands / Sweden / Switzerland / other EU or European Union nations / Latin America (Brazil, Chile, Columbia, Argentina and others) / China (PRC) / Taiwan (Chinese Taipei) / Cayman Islands / British Virgin Isles / Japan / Korea / India / Finland / Norway / Denmark / Canada / Hong Kong / Australia / New Zealand / South Africa/ Mexico / and the Russian Federation
We assist these clients in structuring their transactions, investments and holdings in the United States and in expanding their business operations both in the United States and abroad.
- JPMorgan Chase Bank, N.A., has chosen our firm to represent it in its capacities as ADR/GDR depositary and exchange agent on many of its most recent transactions.
- Deutsche Bank has chosen our attorneys to advise it in its capacity as ADR/GDR depositary and agent in many of its most recent transactions and in connection with offshore custodial arrangements, securities law compliance matters and analysis of compliance issues related to Rule 12g3-2(b) and the Investment Company Act of 1940.
- Numerous foreign public companies have chosen our firm as counsel on cross-border transactions including American depositary receipt (ADR) and Global Depositary Receipt (GDR) offerings and rights offerings.
- A U.S. broker-dealer owned by a large Italian bank has chosen our lawyers to advise on trading issues and transactional matters.
- Ziegler, Ziegler & Associates LLP has been retained by hedge funds, fund managers and investment advisory firms to advise on capital raising transactions, contractual matters and compliance issues including The Sarbanes-Oxley Act of 2002.
- One of the largest Brazilian-based public companies chose our firm to assist on issues related to The Sarbanes-Oxley Act of 2002.
Litigation
Ziegler, Ziegler & Associates LLP has aggressively protected the legal rights of clients at all levels of the federal and state courts. In addition, we have represented clients called to answer allegations by regulatory agencies, including the SEC, FINRA/NASD and NYSE.
- A prominent hedge fund chose Ziegler, Ziegler & Associates LLP to seek the return of millions of dollars in investment funds that were lost as a result of improper accounting by a financial institution.
- Ziegler, Ziegler & Associates LLP aggressively represented the interests of a foreign investment concern in an NASD arbitration and successfully recouped significant investment losses from unauthorized trading.
- Our attorneys successfully negotiated a significant settlement for an employee against a prominent retail clothing company on a claim for sexual harassment.
- Ziegler, Ziegler & Associates LLP represented the interests of a prominent medical technology firm accused of breach of contract.
- Our lawyers advised a prominent broker-dealer as to how to investigate and resolve several claims of workplace harassment.
- Our firm successfully defended a prominent broker-dealer against a claim of churning within a client account.
Visit our Practice Areas Overview for a comprehensive list of our legal and business consulting services.
Individuals or businesses from throughout the United States and worldwide are invited to contact the Manhattan offices of Ziegler, Ziegler & Associates LLP today via telephone or e-mail. Our attorneys are steadfast advocates on behalf of clients around the world seeking the sound transactional and litigation experience necessary for effective competition in the global marketplace.


