New York Corporate Governance / Regulatory Compliance / Sarbanes-Oxley Attorneys
In the wake of the Enron, WorldCom and other large-scale accounting scandals, then President Bush signed the Sarbanes Oxley Act into law in 2002. The Act was developed as a means of providing additional oversight of corporate governance and accounting practices in hopes of avoiding the serious financial repercussions that can result from the collapse of international entities. The sweeping reforms of Sarbanes Oxley are well intended but at the same time complex and confusing to even the most seasoned corporate counsel. At Ziegler, Ziegler & Associates LLP our attorneys have the experience needed to ensure that every one of our corporate clients, including public companies and brokerage dealerships are complying with the provisions of Sarbanes-Oxley as well as all other regulatory laws to which they are subject.
Ziegler, Ziegler & Associates LLP's New York compliance lawyers assist in the identification of potential compliance weaknesses and liability exposure to assist clients in the development of long-range plans to implement and ensure ongoing compliance with all existing and emerging regulations.
Our attorneys are respected by their peers for their ongoing training and depth of knowledge related to regulatory compliance. They have offered seminars and consultations to numerous foreign and domestic companies on the subject of Sarbanes-Oxley compliance requirements.
In addition, Ziegler, Ziegler & Associates LLP provides comprehensive counsel on Securities Exchange Act reporting and works closely with SEC reporting clients and brokerage firms to assist in compliance with SEC, FINRA (formerly NASD) and NYSE requirements.
Simply put: ensuring compliance at the onset is the best way to avoid expensive litigation and regulatory actions in the future.
Visit our Practice Areas Overview for a comprehensive list of our additional legal and business consulting services.
Individuals or businesses from throughout the United States and worldwide are invited to contact the Manhattan offices of Ziegler, Ziegler & Associates LLP today via telephone or email. Our attorneys are steadfast advocates on behalf of clients around the world seeking the sound transactional and litigation experience necessary for effective competition in the global marketplace.
