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Corporate Governance / Regulatory Compliance / Sarbanes-Oxley

President Bush signed the Sarbanes Oxley Act into law in 2002 in the wake of the Enron, WorldCom and other large-scale accounting scandals. The Act was developed as a means of providing additional oversight over corporate governance and accounting practices in hopes of avoiding the serious financial repercussions that can result from the collapse of international corporate entities. Our Manhattan corporate lawyers at Ziegler, Ziegler & Associates, LLP have substantial experience in assuring regulatory compliance from corporate clients, including public companies and brokerage dealerships.

Ziegler, Ziegler & Associates' New York compliance lawyers assist in the identification of potential compliance weaknesses and assessing exposure to liability to assist clients in the development of long-range plans to implement and ensure ongoing compliance with all existing and emerging regulations.

The sweeping reforms of Sarbanes Oxley are well intended but at the same time complex and confusing to even the most seasoned corporate counsel. Our compliance attorneys atZiegler, Ziegler & Associates are respected by their peers for their ongoing training and depth of knowledge related to regulatory compliance. They have offered seminars and consultations to dozens of foreign and domestic companies on the subject of Sarbanes-Oxley compliance requirements and receive referrals from other law firms lacking the necessary skills or experience in this area.

In addition,Ziegler, Ziegler & Associates provides comprehensive counsel on Securities Exchange Act reporting and works closely with brokerage firms to assist in compliance with SEC, NASD and NYSE requirements.

Simply put: ensuring compliance at the onset is the best way to avoid expensive litigation and regulatory actions in the future.

Visit our Practice Areas Overview for a comprehensive list of our additional legal and business consulting services.

Individuals or businesses from the United States, United Kingdom or worldwide are invited to contact the Manhattan offices of ZIEGLER, ZIEGLER & ASSOCIATES LLP today via telephone or eMail. Our attorneys are steadfast advocates on behalf of clients around the world seeking the sound transactional and litigation experience necessary for effective competition in the global marketplace.


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