Jump To Navigation
Financing and Offerings

New York Equity & Debt Financing and Securities Attorneys

The corporate and entrepreneurial finance attorneys at Ziegler, Ziegler & Associates LLP provide counsel and legal representation to corporate clients worldwide seeking to raise capital or otherwise obtain financing for new or expanding businesses. We guide clients in obtaining the funds their businesses need through a variety of equity and debt financing arrangements, including IPOs and other public offerings, private placements, PIPEs, and negotiated financings including equity investments, preferred stock, convertible debt and bank financing.

Our foreign and domestic clients look to us for comprehensive advice in all aspects of equity and debt financing. Our attorneys are highly skilled and experienced in handling all stages of funding and compliance matters related thereto, including:

  • Public and private issuance of securities under the Securities Act of 1933 / Reporting obligations under the Securities Exchange Act of 1934 / Obligations arising under the Investment Company Act of 1940
  • Issuance of Global Depositary Receipts, American Depositary Receipts and Hong Kong Depositary Receipts, including under Regulation S and Rule 144A of the Securities Act of 1933, to facilitate cross-border transactions
  • Domestic and international securities transactions / Public and Private Placement of Equity and Debt / Regulatory Compliance
  • Establishment of investment and hedge funds and other investment vehicles / Structuring private placements under Regulation D / Initial and Secondary Public Offerings
  • Drafting, negotiation and enforcement of stock and asset purchase agreements / shareholder agreements / investment agreements / bank loan documents / employment agreements / placement and underwriting agreements
  • Advising U.S. and foreign asset management firms in the establishment and operation of domestic and offshore funds
  • Preparation of Private Placement Memoranda / Investment Management / Custody and Administration agreements

Our Strength is our Experience

Unlike many firms today, the attorneys at Ziegler, Ziegler & Associates LLP bring substantial "real-world" corporate experience to the table. We understand the complex operations of large and medium-sized corporations and the harsh realities of corporate finance faced by both domestic and international entities. While less efficient firms become weighed down in procedure and technicalities, the lawyers at Ziegler, Ziegler & Associates LLP understand how to cut through the legalities and help get the deal done. To our credit, Ziegler, Ziegler & Associates LLP is often retained to complete complex deals that were abandoned or not properly handled by less skillful attorneys.

Our international practice has represented clients in a wide range of matters in over 50 different foreign countries on six continents, including China (PRC), the Russian Federation (Russia), England, Ireland, Scotland, Italy, France, the Netherlands, Sweden, Switzerland, Finland, Norway, Denmark, other EU nations, Latin America (Brazil, Chile, Columbia, Argentina and others), Mexico, the Cayman Islands, the British Virgin Islands, Taiwan, Japan, the Republic of Korea, India, Australia, New Zealand, South Africa, Canada, Hong Kong, Bahrain, Nigeria, Egypt and Central American countries. Our international finance attorneys are well known in the legal community for the development of cutting-edge securities products for foreign issuers.

The best measure of a law firm's success is its reputation, results and referrals from satisfied clients. Consider the reputation of other firms and then consider Ziegler, Ziegler & Associates LLP. Our record of success speaks volumes about our commitment, dedication and professional expertise.

CLICK HERE for a synopsis of some of our successful results for clients around the globe.

Individuals or businesses from throughout the United States and worldwide are invited to contact the Manhattan attorneys of Ziegler, Ziegler & Associates LLP today via telephone or email. Our attorneys are steadfast advocates on behalf of clients around the world seeking the sound transactional and litigation experience necessary for effective competition in the global marketplace.

SAMPLE CASES

February 2010 - Ziegler, Ziegler & Associates LLP files suit against Bank of America and affiliates on behalf of an African-American former employee, charging the bank with maintaining an internal apartheid system that discriminates against its African-American employees.

read more

Banking & Finance Newsletter

Commercial banks are depository institutions chartered by either the federal government or a state. They constitute a primary source of lending for businesses in need of working capital.

read more