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Securities Arbitration and Litigation Practice

New York Securities and Commercial Litigation Attorneys

The attorneys at Ziegler, Ziegler & Associates LLP, have extensive experience in a wide array of commercial and securities law matters ranging from Foreign Corrupt Practices Act violations to business contract disputes and litigation. Our lawyers offer representation on matters including:

Our New York securities litigation attorneys are prepared to fully investigate allegations of securities fraud and advise thereon. Contact us online or call 212-319-7600 to schedule your consultation.

We protect the legal rights of clients facing or bringing civil actions and/or criminal charges related to each of the above issues.

Clear Objectives, Consistent Strategies, Successful Results

At the core of the successful handling of business and securities-related disputes is a deep and thorough understanding of the laws that govern these matters. Due to the comprehensive nature of our practice, we are able to quickly identify the options available to our clients faced with a dispute, evaluate the implications and probable outcomes of such options, and devise and execute the best possible strategies for our clients. We believe that our clients gain a distinct advantage over their competitors by having attorneys who are regularly retained both to pursue litigation and provide transactional advice on securities and business matters. The statutes and rules that govern securities fraud and other related matters are complex. Understanding these rules and how to navigate the system is essential in obtaining a successful outcome, which is why it is crucial to retain an attorney with the experience to do so.

At Ziegler, Ziegler & Associates LLP our lawyers are well-versed in the Foreign Corrupt Practices Act, the financial reform regulations established in the Sarbanes-Oxley and Dodd-Frank Acts and other laws, rules and regulations, and offer aggressive representation both to individuals who seek to become whistleblowers under such laws and to entities accused of violating any of the same. We also regularly defend broker-dealers, brokers and financial advisers in arbitration and regulatory matters before FINRA (formerly NASD and NYSE Division of Enforcement) and the SEC, as well as employees accused of money laundering and insider trading, financial firms and individuals facing accusations of securities fraud, and others.

We also have extensive experience defending the licenses of securities professionals against adverse marks as aggressively as we defend against the merits of the underlying arbitration claim. Our litigation attorneys will defend your reputation with the same care and intensity as they would defend their own.

Additionally, we have success in offering business dispute resolution services in partnership with our commercial litigation practice. We protect our clients' rights and interests in disputes and matters involving, among other things, breach of contract, business dissolution, partnership disputes and shareholder disputes.

Contact Us

For defense of business dispute resolution, securities fraud or broker dealer representation, call the Manhattan offices of Ziegler, Ziegler & Associates LLP today at 212-319-7600 or contact us online.

SAMPLE CASES

February 2010 - Ziegler, Ziegler & Associates LLP files suit against Bank of America and affiliates on behalf of an African-American former employee, charging the bank with maintaining an internal apartheid system that discriminates against its African-American employees.

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Banking & Finance Newsletter

Commercial banks are depository institutions chartered by either the federal government or a state. They constitute a primary source of lending for businesses in need of working capital.

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